SEC Cybersecurity Rules:
Navigating a New Compliance Roadmap

Watch the Webinar Replay

The SEC is poised to take a final vote on its new Cybersecurity Risk Management rules in 2023, which will require significant enhancements to an RIA’s cybersecurity posture. From incident response and disclosure to corporate board governance and information security management, the expected requirements are far-reaching; thus, investment management firms take the time now to assess their existing risk management programs and begin implementing compliance-driven controls.

In this video, thought leaders from Stradley Ronon Stevens & Young and Omega Systems help funds and advisers digest:

  • Recent cybersecurity observations and enforcement by the SEC
  • The proposed Cybersecurity Risk Management rules including specific requirements for incident disclosure and reporting, board oversight, threat management, recordkeeping and more
  • How and when to start the compliance management process 
SEC Cybersecurity Rules Replay

Featured Speakers: 

Jan M. Folena, Co-Chair, Securities Litigation
Stradley Ronon Stevens & Young
Former Supervisory Assistant Chief Litigation Counsel, Securities and Exchange Commission

Rick Mutzel, Security & Compliance Officer
Omega Systems