Cyber-Background-SEC-LPG

WEDNESDAY, APRIL 5, 2023 | 12:00PM ET

SEC Cybersecurity Rules:
Navigating a New Compliance Roadmap

Live Webinar + Q&A

The SEC is poised to take a final vote on its new Cybersecurity Risk Management rules, which will require significant enhancements to an RIA’s cybersecurity posture. From incident response and disclosure to corporate board governance and information security management, the expected requirements are far-reaching; thus, investment management firms take the time now to assess their existing risk management programs and begin implementing compliance-driven controls.

In this webinar, thought leaders from Stradley Ronon Stevens & Young and Omega Systems will help you digest:

  • Recent cybersecurity observations and enforcement by the SEC
  • The proposed Cybersecurity Risk Management rules including specific requirements for incident disclosure and reporting, board oversight, threat management, recordkeeping and more
  • How and when to start the compliance management process 

Speakers: 

Jan M. Folena, Co-Chair, Securities Litigation
Stradley Ronon Stevens & Young
Former Supervisory Assistant Chief Litigation Counsel, Securities and Exchange Commission

Rick Mutzel, Security & Compliance Officer
Omega Systems

 

Register for webinar